| Company name: | FINRA REGULATION, INC. |
| Charter number: | 19970027NF |
| Filing date: | 11/12/1996 |
| Company type: | NONPROFIT CORPORATION (FOREIGN) |
| Company status: | GOOD STANDING |
| Jurisdiction: | DELAWARE |
| Address: |
45 MEMORIAL CIRCLE AUGUSTA, ME 04330
Kennebec, Augusta |
| Description | Date |
|---|---|
| FOREIGN QUALIFICATION | 12/11/1996 |
| NOTICE - FAILURE TO FILE AN ANNUAL REPORT | 06/16/1997 |
| ANNUAL REPORT | 07/14/1997 |
| CERTIFICATE OF CORRECTION TO FOREIGN | 01/12/1998 |
| ANNUAL REPORT | 04/06/1998 |
| ANNUAL REPORT | 03/29/1999 |
| ANNUAL REPORT | 04/03/2000 |
| ANNUAL REPORT | 03/26/2001 |
| ANNUAL REPORT | 03/18/2002 |
| ANNUAL REPORT | 03/31/2003 |